“

We would expect that if a structured investment product would best meet the client's needs and risk profile, then an independent adviser should have sufficient knowledge of these products
to be able to recognise this and make a recommendation to buy this product.

”

Distribution of retail investments:
Delivering the RDR.
Financial Services Authority - June 2009

Important Information Terms of Business Sitemap

Incapital Europe Limited is Authorised and Regulated by the Financial Services Authority and is a wholly owned affiliate of Incapital LLC. Incapital LLC is a member of the Financial Industry Regulatory Authority and the Securities Investor Protections corporation. Incapital Europe Limited develops structured investments and fixed income solutions for institutional and professionally advised individual investors. Incapital Europe Limited does not market investments directly to individual investors.

We would expect that if a structured investment product would best meet the client's needs and risk profile, then an independent adviser should have sufficient knowledge of these products to be able to recognise this and make a recommendation to buy this product.

Distribution of retail investments: Delivering the RDR. Financial Services Authority - June 2009

We would expect that if a structured investment product would best meet the client's needs and risk profile, then an independent adviser should have sufficient knowledge of these products
to be able to recognise this and make a recommendation to buy this product.

Distribution of retail investments:
Delivering the RDR.
Financial Services Authority - June 2009